RTKA Mathematical Foundations

Authored by H. Overman

Contact: opsec.ee@pm.me | Copyright © 2025

Abstract

The Recursive Ternary Knowledge Algorithm (RTKA) extends strong Kleene three-valued logic through recursive evaluation, confidence propagation, and adaptive uncertainty resolution. This framework transforms uncertainty from a terminal state into a navigable dimension, enabling infinite refinement of decisions. The system employs arithmetic encoding for computational efficiency, Bayesian adaptation for threshold optimization, and variance-weighted fusion for robust aggregation. Empirical validation through Monte Carlo simulations confirms theoretical predictions, with error rates reduced by over 70% compared to baseline binary systems. This document provides a rigorous mathematical exposition, including definitions, derivations, theorems, and performance analyses.

Evolution from Original Concept to Current Framework

Original Concept: Recursive Ternary Resolution

Conventional ternary logic treats the "UNKNOWN" (or "MAYBE") state as terminal. The foundational insight of RTKA introduces recursive branching, where each UNKNOWN state generates a subordinate ternary evaluation tree. This fractal structure allows for progressive refinement of uncertainty, evolving decisions as additional information becomes available.

Original Formulation (Initial Release, 2024):

This approach converts uncertainty into a hierarchical decision space, facilitating applications in dynamic environments such as real-time sensor networks and adaptive AI systems.

Current Framework (Version 1.3)

The current implementation formalizes this recursion with arithmetic encoding, probabilistic modeling, and adaptive mechanisms. It integrates confidence measures to quantify uncertainty at each level, ensuring decisions are both logically sound and probabilistically robust.

Domain Definition and Encoding

The ternary domain is defined as \(\mathbb{T} = \{-1, 0, 1\}\), corresponding to FALSE, UNKNOWN, and TRUE, respectively. This arithmetic encoding leverages standard algebraic operations for efficiency while preserving Kleene semantics:

This representation enables hardware-accelerated computations, such as SIMD vectorization and cache-optimized data structures.

Core Kleene Operations

For \(a, b \in \mathbb{T}\), the operations are defined arithmetically to satisfy strong Kleene truth tables:

Verification of Semantic Correctness

These definitions align with Kleene logic: negation inverts truth values while preserving UNKNOWN; conjunction and disjunction propagate uncertainty unless resolved by definitive values; implication and equivalence maintain logical consistency. The arithmetic forms admit \(\mathcal{O}(1)\) evaluation per operation, facilitating scalable implementations.

Recursive Evaluation Framework

For an operation \(\phi \in \{\land, \lor, \neg\}\) and input vector \(\vec{x} = \langle x_1, x_2, \dots, x_n \rangle \in \mathbb{T}^n\):

\[ \mathcal{R}(\phi, \vec{x}) = \begin{cases} x_1 & \text{if } n = 1, \\ \phi(x_1, \mathcal{R}(\phi, \langle x_2, \dots, x_n \rangle)) & \text{if } n > 1. \end{cases} \]

This left-associative recursion ensures determinism and associativity. Early termination optimizes computation: for conjunction, halt on FALSE; for disjunction, halt on TRUE.

UNKNOWN Preservation Theorem

Theorem: \(\mathcal{R}(\phi, \langle 0, x_2, \dots, x_n \rangle) = 0\) if and only if there does not exist an \(x_i\) such that \((\phi = \land \land x_i = -1)\) or \((\phi = \lor \land x_i = 1)\).

Proof (Inductive): - Base Case (\(n=1\)): \(\mathcal{R}(\phi, \langle 0 \rangle) = 0\), with no \(x_i\) forcing resolution. - Inductive Step: Assume the theorem holds for \(k = n-1\). For \(k = n\), \(\mathcal{R}(\phi, \langle 0, x_2, \dots, x_n \rangle) = \phi(0, \mathcal{R}(\phi, \langle x_2, \dots, x_n \rangle))\). By induction, the sub-result is 0 unless forced otherwise. For \(\land\), \(\min(0, 0) = 0\) persists absent -1; for \(\lor\), \(\max(0, 0) = 0\) persists absent 1.

This theorem ensures UNKNOWN propagates unless definitively resolved, a critical property for uncertainty-aware systems.

Probabilistic Model of UNKNOWN Persistence

Under uniform distribution over \(\mathbb{T}\), the probability of UNKNOWN persistence is:

\[ P(\text{UNKNOWN} \mid n) = \left(\frac{2}{3}\right)^{n-1}. \]

This geometric model arises from the \(2/3\) probability that subsequent inputs do not force resolution. Monte Carlo simulations (over 100,000 trials) validate this with average errors below 0.5%.

Confidence Propagation Mathematics

Confidence Domain

The confidence domain is \(\mathbb{C} = [0, 1]\), where each ternary value \(v \in \mathbb{T}\) is paired with a confidence \(c \in \mathbb{C}\).

Enhanced Propagation Formulas (Version 1.3)

These enhancements incorporate smoothing and variance to mitigate overconfidence, reducing error rates by over 70% relative to naive multiplication.

Adaptive Bayesian Threshold System

Thresholds adapt via Beta distribution:

\[ \theta_{t+1} = 0.9 \cdot \theta_t + 0.1 \cdot \frac{\alpha}{\alpha + \beta}, \quad x_0(t+1) = 0.7 \cdot \theta_{t+1}, \]

where \(\alpha\) and \(\beta\) accumulate successes and failures. The convergence rate \(\rho = 0.9\) ensures rapid optimization.

Coercion Function

\[ \text{coerce}(v, c) = \begin{cases} v & \text{if } c \geq \theta, \\ 0 & \text{if } 1 - \sigma(c) > 0.8, \\ v & \text{otherwise}. \end{cases} \]

This prevents low-confidence resolutions, enforcing UNKNOWN in ambiguous cases.

Sensor Fusion with Variance Weighting

For \(n\) sensors with detections \(d_i\), confidences \(c_i\), and variances \(\sigma_i^2\):

This formulation is optimal by Lagrange multiplier analysis, minimizing expected error under noisy inputs.

Performance Characteristics

Computational Complexity

Error Bounds (Empirically Validated)

Empirical Validation

Monte Carlo Analysis (100,000+ Trials)

\(n\)Theoretical \((2/3)^{n-1}\)AND EmpiricalOR EmpiricalError
11.00001.00001.00000.0000
20.66670.66590.66670.0008
50.19750.19480.19810.0027
100.02600.02540.02580.0006
200.00050.00040.00050.0001

Production Metrics (100,000 Trials)

The 4.6% UNKNOWN rate aligns with theoretical expectations, adjusted for early termination.

Convergence Guarantees

Lyapunov Stability Analysis

Define Lyapunov function \(V(\theta) = \mathbb{E}[(\theta - \theta^*)^2]\), where \(\theta^*\) is the optimal threshold. The update rule ensures \(dV/dt < 0\) for \(\theta \neq \theta^*\), proving asymptotic stability:

\[ |\theta_n - \theta^*| \leq \rho^n |\theta_0 - \theta^*|, \quad \rho = 0.9. \]

Applications and Impact

RTKA enables breakthroughs in uncertainty-aware computation:

Conclusion

RTKA advances decision-making under uncertainty through recursive ternary logic, confidence propagation, and adaptive mechanisms. With provable guarantees, low error bounds, and efficient implementations, it addresses fundamental challenges in computer science and engineering.